The FCA has put forward plans for a new way to pay for investment research. Analysis by the FCA shows that asset managers are lar...
CN Editor
April 11, 2024
GUY FLINTHAM SENTENCED TO 6 YEARS FOR FRAUD OVER UNAUTHORISED INVESTMENT SCHEME
"FINFLUENCERS" CHARGED FOR PROMOTING UNAUTHORISED TRADING SCHEME
THREE CHARGED OVER CFD TRADING PENSION FRAUD
TAHEER SARDAR CONVICTED FOR PROVIDING A FORGED DOCUMENT TO FCA INVESTIGATORS IN A £1.3M BOILER ROOM FRAUD INVESTIGATION
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CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
DO YOUR NOTES PASS THE SNIFF TEST?
NEW WAY OF PAYING FOR INVESTMENT RESEARCH PROPOSED BY THE FINANCIAL REGULATOR
FINTRAC ADVISORY: FINANCIAL TRANSACTIONS RELATED TO COUNTRIES IDENTIFIED BY THE FINANCIAL ACTION TASK FORCE